The Law Offices of Place and Hanley, LLC

Notable Attorneys

The Law Offices of Place & Hanley, LLC is a nationally recognized securities and commodities arbitration law firm which represents investors nationwide. At Place & Hanley we represent investors in claims against their brokers, broker dealers, investment advisors, financial advisors and insurance companies. Our securities lawyers represent investors who have lost their savings when their brokerage accounts were mishandled. Our attorneys are experienced in providing focused and aggressive representation for investors who have been the victims of financial fraud, negligence and unsuitable investments.  Our firm has experience in prosecuting claims against the major Wall Street firms, including Morgan Stanley Smith Barney, Merrill Lynch, Wells Fargo, UBS, Oppenheimer as well as many mid-sized broker dealers.

Our attorneys have recovered millions of dollars for individual investors. Our firm has experience handling group arbitration claims and class action litigation involving securities related matters. We have successfully recovered punitive damages and attorneys’ fees for our clients.  The attorneys and staff at the Law Offices of Place & Hanley are committed to representing aggrieved investors who have lost money because of the negligent or willful acts of the clients once trusted financial advisor, broker and brokerage firm.

Our attorneys have represented thousands of clients nationwide who were victims of misrepresentations, commission churning, unsuitable investments, unauthorized transactions, execution failures, excessive mark-ups, disappearing funds, botched transfers, "selling away" from firms, unregistered brokers, unregistered securities, improper margin liquidations, broker bribes, fraudulent research, "boiler room" sales practices and other wrongful acts. Place & Hanley has prosecuted cases involving stocks, bonds, "penny" stocks, "junk" bonds, options, commodities, mutual funds, REIT's, limited partnerships, derivative securities, collateralized debt obligations “CDO”, auction rate securities and other investments.

Attorneys for the firm practice before the Financial Industry Regulatory Authority (FINRA) which was created in 2007 through the consolidation of the National Association of Securities Dealers (NASD) and New York Stock Exchange (NYSE) enforcement and arbitration divisions. The firm also represents clients in state and federal courts to resolve financial disputes between customers, brokerage firms and other financial institutions.

Our firm has been successful not only in recovering our client’s out of pocket losses, but in multiple cases our clients have received punitive damages and reimbursement of their attorneys’ fees. Please visit the verdicts and settlements page for examples of the securities & stockbroker fraud cases we have handled for our clients. Our success is attributable to hard work, client dedication and an in-depth knowledge of the securities industry.

Securities Arbitration Lawyers Florida

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USCIS Issues Clarifying Guidance on NAFTA TN Status Eligibility for Economists

U.S. Citizenship and Immigration Services (USCIS) announced today that it is clarifying policy guidance (PDF, 71 KB) on the specific work activities its officers should consider when determining whether an individual qualifies for TN nonimmigrant status as an economist.

The North American Free Trade Agreement (NAFTA) TN nonimmigrant status allows qualified Canadian and Mexican citizens to temporarily enter the U.S. to engage in specific professional activities, including the occupation of economist. The agreement, however, does not define the term economist, resulting in inconsistent decisions on whether certain analysts and financial professionals qualify for TN status as economists.

TN nonimmigrant status is intended to allow a limited number of professionals and specialists to work temporarily in certain specifically identified occupations in the United States. This updated guidance provides USCIS officers with a specific definition of one such category – economists – allowing them to adjudicate applications in a way that complies with the intent of the agreement. This policy update clarifies that professional economists requesting TN status must engage primarily in activities consistent with the profession of an economist. Individuals who work primarily in other occupations related to the field of economics — such as financial analysts, marketing analysts, and market research analysts — are not eligible for classification as a TN economist.

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